STIFEL, NICOLAUS & COMPANY, INCORPORATED

501 N Broadway
St Louis, Missouri 63102
Tel: 314-342-2000

About STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED, formally registered with the SEC as STIFEL, NICOLAUS & COMPANY, INCORPORATED. The firm was established in 05/07/1975. They have over 461 offices throughout the country.

STIFEL, NICOLAUS & COMPANY, INCORPORATED is a St Louis, Missouri based Financial Planning firm with nearly $149,248,936,163 assets under management, offering retirement planning & investment advisory services to 348524 clients. The firm is staffed with 6534 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	793
SEC#	801-10746
Assets Managed by Firm	$149,248,936,163
No. of Clients	348524
No. of Advisors	6534

Fee Structure

A percentage of AUM
Fixed fees
Commission Based

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Selection for other advisors
Education seminars/workshops

Firm Client Information

	No. of Clients	AUM
Firm Total	348524	$149,248,936,163
Individuals (other than high net worth individuals)	150617	$36,343,816,586
High net worth individuals	55911	$95,254,803,115
Pension and profit sharing plans	1532	$2,178,295,637
Charitable organizations	1324	$4,318,393,622
Corporations or other businesses	1868	$5,483,674,267

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