PRINCIPAL SECURITIES, INC.

711 High Street
Des Moines, Iowa 50392
Tel: 888-774-6267

About PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC, formally registered with the SEC as PRINCIPAL SECURITIES, INC. The firm was established in 10/10/1997. They have over 385 offices throughout the country.

PRINCIPAL SECURITIES, INC. is a Des Moines, Iowa based Financial Planning firm with nearly $12,105,712,948 assets under management, offering retirement planning & investment advisory services to 54844 clients. The firm is staffed with 1349 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	1137
SEC#	801-54949
Assets Managed by Firm	$12,105,712,948
No. of Clients	54844
No. of Advisors	1349

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees
Other (SEMINAR FEES, SOLICITORS FEES, SUBSCRIPTION CONSULTING FEES)

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Pesnsion consulting services
Selection for other advisors
Education seminars/workshops

Firm Client Information

	No. of Clients	AUM
Firm Total	54844	$12,105,712,948
Individuals (other than high net worth individuals)	41291	$8,825,932,490
High net worth individuals	1512	$3,034,547,320
Pension and profit sharing plans	14	$11,574,247
Charitable organizations	39	$69,891,918
Corporations or other businesses	191	$161,845,445

More Retirement Planning firms in Des Moines, Iowa:

Firm Name	Assets Under Management	Total Clients	Total Advisors
PRINCIPAL ASSET MANAGEMENT 801 Grand Ave Des Moines, IA, 50392-0001	$377,222,976,882	6824	1955
PRINCIPAL REAL ESTATE 801 Grand Ave Des Moines, IA, 50392-0001	$93,913,367,327	643	645
AEGON ASSET MANAGEMENT US 6300 C Street Sw Cedar Rapids, IA, 52499-5338	$88,549,358,554	213	258
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. 1776 Pleasant Plain Rd. Fairfield, IA, 52556-8757	$87,368,733,496	448526	3312
TRANSAMERICA RETIREMENT ADVISORS, LLC 6400 C Street Sw Cedar Rapids, IA, 52499	$16,157,423,229	212836	383

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