CETERA INVESTMENT ADVISERS LLC

1450 American Lane
6th Floor, Suite 650
Schaumburg, Illinois 60173-2096
Tel: 310-257-7880

About CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT ADVISERS LLC, formally registered with the SEC as CETERA INVESTMENT ADVISERS LLC. The firm was established in 01/13/1984. They have over 1615 offices throughout the country.

CETERA INVESTMENT ADVISERS LLC is a Schaumburg, Illinois based Financial Planning firm with nearly $104,468,595,111 assets under management, offering retirement planning & investment advisory services to 423554 clients. The firm is staffed with 6648 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	105644
SEC#	801-20406
Assets Managed by Firm	$104,468,595,111
No. of Clients	423554
No. of Advisors	6648

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Selection for other advisors
Education seminars/workshops

Firm Client Information

	No. of Clients	AUM
Firm Total	423554	$104,468,595,111
Individuals (other than high net worth individuals)	334765	$64,092,690,236
High net worth individuals	81261	$35,769,686,568
Pension and profit sharing plans	3980	$1,394,822,272
Charitable organizations	1550	$934,694,124
Corporations or other businesses	1958	$2,234,442,714

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BALYASNY ASSET MANAGEMENT L.P. 444 W. Lake Street, 50th Floor Chicago, IL, 60606	$248,044,764,038	37	1857
NUVEEN ASSET MANAGEMENT, LLC 333 West Wacker Drive Chicago, IL, 60606	$239,614,971,441	59703	397

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