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Home > Retirement Planners > illinois > rockford > BATES FINANCIAL ADVISORS, INC.
BATES FINANCIAL ADVISORS, INC.
8437 Northern Ave
Rockford, Illinois 61107
Tel: 815-332-4020
About BATES FINANCIAL ADVISORS, INC.
BATES FINANCIAL ADVISORS, INC, formally registered with the SEC as BATES FINANCIAL ADVISORS, INC. The firm was established in 02/28/2011. They have over 1 offices throughout the country.
BATES FINANCIAL ADVISORS, INC. is a Rockford, Illinois based Financial Planning firm with nearly $430,401,703 assets under management, offering retirement planning & investment advisory services to 1764 clients. The firm is staffed with 9 experienced financial planners.
Firm Information
| SEC Current Status | Approved |
|---|---|
| Firm CRD# | 116515 |
| SEC# | 801-72191 |
| Assets Managed by Firm | $430,401,703 |
| No. of Clients | 1764 |
| No. of Advisors | 9 |
Fee Structure
- A percentage of AUM
- Fixed fees
Advisory Services Provided
- Financial planning services
- Portfolio management for individuals and/or small businesses
Firm Client Information
| No. of Clients | AUM | |
|---|---|---|
| Firm Total | 1764 | $430,401,703 |
| Individuals (other than high net worth individuals) | 475 | $150,112,970 |
| High net worth individuals | 159 | $279,390,392 |
| Charitable organizations | 1 | $255,534 |
More Retirement Planning firms in Rockford, Illinois:
| Firm Name | Assets Under Management | Total Clients | Total Advisors |
|---|---|---|---|
| $1,016,556,943,580 | 41105 | 674 | |
| $545,530,164,135 | 401 | 220 | |
| $426,071,864,566 | 1821809 | 415 | |
| $248,044,764,038 | 37 | 1857 | |
| $239,614,971,441 | 59703 | 397 |
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