NBC SECURITIES, INC.

1927 First Avenue North
Birmingham, Alabama 35203
Tel: 800-521-9390

About NBC SECURITIES, INC.

NBC SECURITIES, INC, formally registered with the SEC as NBC SECURITIES, INC. The firm was established in 01/03/2001. They have over 29 offices throughout the country.

NBC SECURITIES, INC. is a Birmingham, Alabama based Financial Planning firm with nearly $1,715,376,867 assets under management, offering retirement planning & investment advisory services to 4545 clients. The firm is staffed with 68 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	17870
SEC#	801-58257
Assets Managed by Firm	$1,715,376,867
No. of Clients	4545
No. of Advisors	68

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Selection for other advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	4545	$1,715,376,867
Individuals (other than high net worth individuals)	3792	$1,246,376,867
High net worth individuals	200	$395,000,000
Pension and profit sharing plans	25	$45,000,000
Charitable organizations	25	$19,500,000
Corporations or other businesses	500	$9,500,000

More Retirement Planning firms in Birmingham, Alabama:

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HIGHLAND ASSOCIATES INC 2545 Highland Avenue South, Suite 200 Birmingham, AL, 35205	$23,574,716,836	61	19
REGIONS INVESTMENT MANAGEMENT, INC. 1900 5th Avenue North, Sixth Floor Birmingham, AL, 35203-2618	$16,990,335,269	2	29
WAVERLY ADVISORS, LLC 600 University Park Place, Suite 501 Birmingham, AL, 35209	$14,539,829,905	22135	261
HARBERT FUND ADVISORS, INC. 2100 Third Avenue North Ste 600 Birmingham, AL, 35203	$8,110,107,935	50	167
VULCAN VALUE PARTNERS LLC Three Protective Center, 2801 Highway 280 South, Ste 300 Birmingham, AL, 35223	$7,878,130,018	367	42

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